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Closed-end fund
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#	Item
771	d8/29/2008CCCCCei August 29, 2008 Florence E. Harmon Acting Secretary Add to Reading List Source URL: www.sec.gov Language: English - Date: 2008-09-03 08:46:35 Funds Collective investment schemes Financial services Institutional investors Mutual fund Prospectus Closed-end fund Exchange-traded fund Investment Company Institute Financial economics Investment Finance
772	Exhibit 5 to File No. SR-NYSEAmex[removed] Add to Reading List Source URL: www.sec.gov Language: English - Date: 2010-12-03 11:52:41 Finance Stock market Market maker Order Closed-end fund Market liquidity Bid–offer spread Financial economics Investment Financial markets
773	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-NYSEArca[removed]August 29, 2013 Self-Regulatory Organizations; NYSE Arca, Inc.; Order Granting Approval of Proposed Rule Change to List and Trade Sh Add to Reading List Source URL: www.sec.gov Language: English - Date: 2013-08-30 07:29:20 Funds Collective investment schemes Financial markets Exchange-traded fund Closed-end fund Security Securities market Institutional investor Money market fund Financial economics Investment Finance
774	Comment Letter on File No. S7-03-04 Add to Reading List Source URL: www.sec.gov Language: English - Date: 2006-08-29 14:27:40 Corporations law Collective investment schemes Institutional investors Mutual fund Board of directors Executive pay Closed-end fund Corporate governance The Vanguard Group Financial economics Investment Management
775	Understanding mutual funds Canadian Securities Administrators Securities regulators from each province and territory have teamed up to form the Canadian Securities Administrators, or CSA for short. The CSA is primarily r Add to Reading List Source URL: www.community.gov.yk.ca Language: English - Date: 2014-07-07 19:48:08 Funds Financial services Collective investment schemes Institutional investors Mutual fund Stock fund Closed-end fund Exchange-traded fund Active management Financial economics Investment Finance
776	CSA Notice and Request for Comment Proposed Amendments to National Instrument[removed]Mutual Funds, Companion Policy 81-102CP Mutual Funds and Related Consequential Amendments -andOther Matters Concerning Add to Reading List Source URL: www.community.gov.yk.ca Language: English - Date: 2014-07-04 17:39:12 Financial services Collective investment schemes Financial markets Mutual fund Independent Review Committee Closed-end fund Money market fund Net asset value Exchange-traded fund Financial economics Investment Funds
777	Managing Mutual Funds Industry Trends and Unclaimed Property Custodial Responsibilities Presented by: Michelle Colbert, Senior Vice President Add to Reading List Source URL: www.unclaimed.org Language: English - Date: 2013-05-28 14:03:07 Financial services Collective investment schemes Institutional investors Mutual fund Closed-end fund Exchange-traded fund Hedge fund Active management Financial economics Investment Funds
778	Microsoft Word - gladstone010605a.doc Add to Reading List Source URL: www.sec.gov Language: English - Date: 2005-01-07 17:58:45 Finance Funds 73rd United States Congress United States Securities and Exchange Commission U.S. Securities and Exchange Commission Securities Exchange Act Investment Company Act Closed-end fund Business Development Company Financial economics Investment United States securities law
779	Initial Decision: Miguel A. Ferrer and Carlos J. Ortiz Add to Reading List Source URL: www.sec.gov Language: English - Date: 2013-10-29 17:39:49 Collective investment schemes UBS Tax evasion Investment banking Trading room Mutual fund Closed-end fund Paine Webber Investment Financial economics Finance
780	Oregon Investment Council July 31, [removed]:00 AM PERS Headquarters[removed]S.W. 68th Parkway Add to Reading List Source URL: www.oregon.gov Language: English - Date: 2013-07-31 15:54:35 Collective investment schemes Funds Financial services Actuarial science Asset allocation Portfolio manager Organisation of Islamic Cooperation Closed-end fund Financial economics Investment Finance

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